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Lithium battery pack shipping box label, illustrating Shipping Lithium Batteries by Sea: Documents and Packaging You NeedThai Global Freight

Shipping Lithium Batteries by Sea: Documents and Packaging You Need

Lithium batteries are dangerous goods under sea transport rules too. Here's how classification, UN numbers, packaging, marking, and documentation work under the IMDG Code, and how sea rules differ from shipping the same batteries by air.

Author: Thai Global Freight Editorial TeamReviewed by: Thai Global Freight Editorial TeamPublished: 2026-08-24Updated: 2026-08-24Last verified: 2026-08-24
On this page
  1. 01Classification: UN Numbers and Packing Groups for Sea Transport
  2. 02The IMDG Code and How It Differs From Air Transport Rules
  3. 03Required Documentation for a Lithium Battery Sea Shipment
  4. 04Packaging, Marking, and Labeling Requirements
  5. 05State of Charge, Damaged Batteries, and Stowage Considerations
  6. 06Working With Your Forwarder and Booking the Shipment

Quick Answer

Lithium batteries are classified as Class 9 dangerous goods for sea transport under the IMDG (International Maritime Dangerous Goods) Code, regardless of whether they're shipped by sea or air — the classification comes from the battery chemistry, not the transport mode. The applicable UN number depends on chemistry and configuration: UN 3480 for standalone lithium ion batteries, UN 3481 when packed with or installed in equipment, and UN 3090/3091 for the equivalent lithium metal configurations. Before any lithium battery can be offered for transport, the specific cell or battery model must have passed the UN 38.3 test summary series. A compliant shipment needs a UN 38.3 test summary, a Material Safety Data Sheet, a Dangerous Goods Declaration stating the UN number and packing details, and correctly marked and labeled packaging that meets IMDG requirements, plus proper segregation and stowage aboard the vessel. Sea freight generally accommodates larger battery shipments more workably than air freight, but the documentation and packaging requirements are just as strict, and damaged or defective batteries fall outside standard shipping procedures entirely.

Key Takeaways

  • Lithium batteries are classified as Class 9 miscellaneous dangerous goods for sea transport, regulated under the IMDG (International Maritime Dangerous Goods) Code.
  • The applicable UN number depends on the battery chemistry (lithium ion vs. lithium metal) and configuration (standalone, packed with equipment, or contained in equipment).
  • Cells and batteries must have passed the UN 38.3 test summary series before they can be offered for transport by sea or by any other mode.
  • A Dangerous Goods Declaration, an MSDS, and a UN 38.3 test summary are core documents required for a compliant sea shipment.
  • Sea transport generally has more workable options for larger battery shipments than air transport, but packaging, segregation, and stowage rules are still strict and non-negotiable.
  • Damaged, defective, or recalled batteries are subject to additional restrictions and generally cannot be shipped under standard procedures.

Lithium batteries move a huge share of the world's electronics, e-bikes, power tools, and battery-packed equipment, and a business exporting or importing any of that cargo eventually runs into the fact that batteries aren't shipped like ordinary goods. The reaction is often to assume the rules only apply to air cargo, since lithium battery fires aboard aircraft get the most public attention — but sea transport regulates lithium batteries just as seriously, through its own dedicated code, with its own classification logic, packaging standards, and documentation requirements.

The good news for a shipper moving a larger quantity of batteries is that sea freight is often the more practical mode once volume grows past what air transport comfortably handles — vessels carry far more dangerous-goods capacity than aircraft, and sea transport's rules, while strict, tend to accommodate bulk battery shipments more workably than air transport does. None of that makes the requirements optional, though, and getting classification, packaging, and paperwork right the first time avoids the two outcomes that cost the most: a shipment refused at the terminal, or a booking cancelled after the container has already been packed.

Key points at a glance

Summary panel listing the key points covered in this article on shipping lithium batteries by sea.
  • Lithium batteries are classified as Class 9 miscellaneous dangerous goods for sea transport, regulated under the IMDG (International Maritime Dangerous Goods) Code.

  • The applicable UN number depends on the battery chemistry (lithium ion vs. lithium metal) and configuration (standalone, packed with equipment, or contained in equipment).

  • Cells and batteries must have passed the UN 38.3 test summary series before they can be offered for transport by sea or by any other mode.

  • A Dangerous Goods Declaration, an MSDS, and a UN 38.3 test summary are core documents required for a compliant sea shipment.

  • Sea transport generally has more workable options for larger battery shipments than air transport, but packaging, segregation, and stowage rules are still strict and non-negotiable.

  • Damaged, defective, or recalled batteries are subject to additional restrictions and generally cannot be shipped under standard procedures.

Classification: UN Numbers and Packing Groups for Sea Transport

Lithium batteries fall under Class 9 — miscellaneous dangerous goods — for sea transport, and the specific UN number that applies to a given shipment depends on two things: the battery chemistry and how it's being shipped. Chemistry splits into two families. Lithium ion batteries (rechargeable, found in phones, laptops, e-bikes, and most consumer electronics) carry one set of UN numbers, while lithium metal batteries (typically non-rechargeable, found in some cameras, watches, and medical devices) carry a separate set.

Configuration then determines which specific number within that chemistry's set applies. Batteries shipped standalone — packaged and shipped on their own, not alongside any device — use UN 3480 (lithium ion) or UN 3090 (lithium metal). Batteries packed alongside equipment they're intended to power, but not installed in it, or batteries already installed and contained in the equipment, both use UN 3481 (lithium ion) or UN 3091 (lithium metal). Getting the UN number right isn't a paperwork formality — it determines which packaging standard, which marking, and which documentation applies to the entire shipment, so misclassifying a shipment at this first step cascades into every downstream requirement being wrong as well.

Lithium battery pack shipping box label — photo 1 for Shipping Lithium Batteries by Sea: Documents and Packaging You Need
Lithium battery pack shipping box label — photo 1 for Shipping Lithium Batteries by Sea: Documents and Packaging You Need — Thai Global Freight

The IMDG Code and How It Differs From Air Transport Rules

Sea transport of dangerous goods, including lithium batteries, is governed by the IMDG (International Maritime Dangerous Goods) Code, which is the maritime counterpart to the air transport dangerous goods regulations that apply to air freight. Both codes classify lithium batteries under broadly the same UN number logic, since the underlying hazard being regulated — thermal runaway risk — doesn't change with the mode of transport. Where the two diverge is in packaging quantity limits, stowage and segregation requirements, and how quantities are handled aboard the vessel versus the aircraft.

One practical difference shippers notice is that sea transport generally accommodates larger consolidated quantities of batteries in a single shipment more readily than air transport, since a vessel's dangerous-goods stowage areas have more capacity and more flexibility in how cargo is segregated from other dangerous goods and from the crew areas than an aircraft's cargo hold does. This is one reason a business shipping large volumes of battery-powered equipment — e-bikes, power banks in bulk, or industrial equipment with built-in batteries — often finds sea freight the more workable mode once the volume moves past what's practical to consolidate on a single flight, even though transit time is considerably longer.

UN numbers for lithium batteries by chemistry and configuration

Grid mapping lithium ion and lithium metal battery chemistries against three shipping configurations — standalone, packed with equipment, and contained in equipment — to the applicable UN number for each combination.
ConfigurationLithium Ion BatteriesLithium Metal Batteries
Standalone (batteries only, no equipment)UN 3480UN 3090
Packed with equipment (separate but in the same outer packaging)UN 3481UN 3091
Contained in equipment (installed and ready to power the device)UN 3481UN 3091

Required Documentation for a Lithium Battery Sea Shipment

A compliant lithium battery sea shipment requires several documents beyond the standard commercial invoice, packing list, and bill of lading that any shipment needs. The UN 38.3 test summary confirms that the specific cell or battery model has passed the required series of tests — covering things like altitude simulation, thermal cycling, vibration, shock, and short circuit — that every lithium cell or battery design must pass before it can be offered for transport by any mode at all; this isn't a per-shipment test, but the manufacturer or supplier needs to be able to provide the summary confirming the battery model itself has been tested and passed.

A Material Safety Data Sheet (MSDS, sometimes called SDS) describes the battery's chemical composition and hazard profile for anyone handling the cargo, including emergency responders in the event of an incident. The Dangerous Goods Declaration (DGD) is the shipper's formal statement of the UN number, packing group, proper shipping name, quantity, and packaging type used, and it's the document a carrier requires before accepting the booking. Depending on the specific shipment and how the container is packed, a container packing certificate may also be required, confirming the cargo was loaded and secured in line with the segregation and stowage rules dangerous goods carry. A forwarder experienced in dangerous goods can confirm exactly which of these apply to a specific shipment and help gather them from the manufacturer, supplier, or in-house safety documentation before booking.

Lithium battery pack shipping box label — photo 2 for Shipping Lithium Batteries by Sea: Documents and Packaging You Need
Lithium battery pack shipping box label — photo 2 for Shipping Lithium Batteries by Sea: Documents and Packaging You Need — Thai Global Freight

Packaging, Marking, and Labeling Requirements

Lithium battery packaging under IMDG rules has to meet specific performance standards designed to contain a battery failure — strong outer packaging, cushioning to prevent short circuits from movement during transit, and, for standalone cells or batteries, protection against the terminals contacting each other or conductive materials. Individual cells and batteries generally need to be protected against short circuit, for instance by taping over exposed terminals or packaging cells so they can't contact one another.

Marking and labeling are what make a package's contents and hazard class identifiable to everyone handling it along the way — the terminal, the vessel crew, and customs officers. This includes the lithium battery mark (indicating the UN number and, for certain configurations, a telephone number for additional information) and, where applicable, the Class 9 hazard label. Outer packaging also typically needs to show the proper shipping name matching the declared UN number. None of this is optional cosmetic detail — a terminal operator or carrier that spots incomplete or incorrect marking during acceptance checks can refuse the shipment outright, which is one of the more common and entirely avoidable causes of a battery shipment missing its booked sailing.

Core documents for a compliant lithium battery sea shipment

Layered breakdown of the core document set required for a lithium battery sea shipment, from the UN 38.3 test summary through the MSDS, the Dangerous Goods Declaration, and the container packing certificate.
UN 38.3 test summary
Confirms the specific cell or battery model has passed the required test series before it can be offered for transport
Material Safety Data Sheet (MSDS/SDS)
Describes the battery's chemical composition and hazards for handlers, carriers, and emergency responders
Dangerous Goods Declaration (DGD)
The shipper's formal declaration of the UN number, packing group, quantity, and packaging used, required to book the shipment
Container packing certificate (CTU/VGM-related documentation)
Confirms the container was packed and secured correctly, in line with the segregation requirements dangerous goods carry
Lithium battery pack shipping box label — photo 3 for Shipping Lithium Batteries by Sea: Documents and Packaging You Need
Lithium battery pack shipping box label — photo 3 for Shipping Lithium Batteries by Sea: Documents and Packaging You Need — Thai Global Freight

State of Charge, Damaged Batteries, and Stowage Considerations

State of charge (SoC) — how full a lithium ion battery is at the time of shipment — is a recognized factor in battery transport risk, since a fully charged cell carries more stored energy that could be released in a failure than a partially charged one. Regulations around SoC apply mainly to lithium ion cells and batteries shipped standalone, and specific limits can depend on cell size and configuration; a manufacturer or supplier shipping batteries in bulk will generally already build compliant SoC levels into their standard export packaging process, but it's worth confirming rather than assuming for any new supplier relationship.

Damaged, defective, or recalled batteries are a separate and stricter category. A battery that's been physically damaged, shows signs of swelling or leakage, or is subject to a manufacturer safety recall generally cannot move under standard lithium battery shipping procedures at all — it falls into more restrictive dangerous goods provisions that require specialized packaging and, in many cases, a different regulatory pathway entirely. Stowage aboard the vessel — where the container is positioned relative to accommodation areas, other dangerous goods, and temperature-sensitive cargo — is handled by the carrier and terminal based on the declared UN number and quantity, which is another reason accurate classification and declaration matters: the vessel's stowage plan depends on the shipper's declaration being correct.

Which UN number applies to your battery shipment?

Decision tree for identifying the correct UN number for a lithium battery sea shipment, branching on battery chemistry (lithium ion vs. lithium metal) and shipping configuration (standalone, packed with equipment, or installed in equipment).
Which UN number applies to your battery shipment?

Is the battery lithium ion or lithium metal chemistry?

This is the first branch — the two chemistries carry entirely different UN number series

Is the battery being shipped standalone, with no equipment?

If yes, use UN 3480 (lithium ion) or UN 3090 (lithium metal)

Is the battery packed alongside, or already installed in, equipment it powers?

If yes, use UN 3481 (lithium ion) or UN 3091 (lithium metal)

Is the battery damaged, defective, or subject to a safety recall?

If yes, standard procedures don't apply — this requires separate, specialized handling arrangements

Working With Your Forwarder and Booking the Shipment

Booking a lithium battery sea shipment generally takes longer to set up than a general cargo booking, since the carrier needs to review the Dangerous Goods Declaration and confirm space in an appropriate stowage area before confirming the sailing — this is worth building into a shipment timeline rather than treating dangerous goods booking as a same-day step. A forwarder with dangerous goods experience earns its value here: confirming the correct UN number for a specific product, checking that the manufacturer's UN 38.3 documentation is in order, reviewing that packaging and marking meet IMDG requirements before the container is sealed, and handling the carrier-side booking and documentation submission.

It's also worth raising lithium battery cargo with a forwarder early in a new product relationship rather than at the point of first shipment — confirming documentation availability, packaging compliance, and any carrier-specific requirements before a container is packed avoids the scenario where a shipment is ready to go but missing a document the manufacturer needs weeks to produce. For a business that ships battery-powered products regularly, building a standing checklist with the forwarder for that specific product line — covering the UN number, required documents, and approved packaging — turns what could be a recurring bottleneck into a routine, predictable part of the shipping process.

Lithium battery pack shipping box label — photo 4 for Shipping Lithium Batteries by Sea: Documents and Packaging You Need
Lithium battery pack shipping box label — photo 4 for Shipping Lithium Batteries by Sea: Documents and Packaging You Need — Thai Global Freight

Common Mistakes

  • Assuming lithium battery regulations only apply to air cargo and treating a sea shipment as though it were general cargo.
  • Declaring the wrong UN number by confusing lithium ion with lithium metal chemistry, or standalone with packed-with-equipment configuration.
  • Booking a shipment before confirming the manufacturer can provide a UN 38.3 test summary for the specific battery model.
  • Trying to ship damaged, swollen, or recalled batteries under standard procedures instead of the stricter provisions they actually require.
  • Packing a container without confirming segregation and stowage requirements with the carrier in advance.

What You Need to Prepare

  • A UN 38.3 test summary for the specific battery model from the manufacturer or supplier
  • A Material Safety Data Sheet describing the battery's chemical composition and hazards
  • A completed Dangerous Goods Declaration stating the correct UN number, packing group, and quantity
  • IMDG-compliant packaging with correct marking and labeling for the declared UN number
  • A forwarder with dangerous goods experience to confirm segregation, stowage, and booking requirements with the carrier

Frequently Asked Questions

Are lithium batteries considered dangerous goods when shipped by sea?

Yes. Lithium batteries are classified as Class 9 dangerous goods for sea transport under the IMDG Code, regardless of whether they're shipped by sea or air — the classification is based on the battery's chemistry, not the transport mode.

What's the difference between UN 3480 and UN 3481?

UN 3480 applies to lithium ion batteries shipped standalone, with no equipment. UN 3481 applies when the same batteries are packed alongside, or already installed in, the equipment they power.

What is a UN 38.3 test summary, and do I need one for every shipment?

It's a summary confirming a specific battery model has passed the required series of safety tests. It's tied to the battery model, not to each individual shipment, but the manufacturer or supplier must be able to provide it before that model can be offered for transport.

Can damaged or swollen lithium batteries be shipped by sea?

Not under standard shipping procedures. Damaged, defective, or recalled batteries fall under stricter, more specialized provisions and generally require different packaging and handling arrangements than a standard battery shipment.

Is it easier to ship large quantities of lithium batteries by sea than by air?

Generally, sea transport accommodates larger consolidated battery quantities more workably, since a vessel's dangerous-goods stowage capacity is greater than an aircraft's cargo hold. The documentation and packaging requirements remain equally strict either way.

Who should I ask to confirm documentation and packaging requirements for a specific battery shipment?

A freight forwarder experienced in dangerous goods handling can confirm the correct UN number, required documents, and packaging standards for a specific shipment, and coordinate with the carrier on booking and stowage requirements.

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